SUITEKK/MODULE 6: Compliance, Regulation & Board Liability

  • CHF790

MODULE 6: Compliance, Regulation & Board Liability

  • 5 Lessons
  • 180-day access

This module equips leaders to steer AI regulation and board liability under existing and emerging regulations and standards. It covers governance mapping, director accountability, audit readiness, and compliance automation. Participants build practical tools, i.e. framework maps, dashboards, and liability guides, to prove governance and avoid costly regulatory penalties.

MODULE 6 - COMPLIANCE, REGULATION & BOARD LIABILITY

In this module, participants integrate all preceding modules into a comprehensive understanding of the global regulatory landscape shaping AI governance. As frameworks such as the EU AI Act, NIST AI RMF, FINMA, BaFin, DORA, SOX, and Basel evolve, boards face heightened expectations to demonstrate transparent, well-documented, and enforceable compliance structures. This module equips directors and senior leaders to steer complex obligations, mitigate regulatory risk, and evidence accountability with confidence.

By completing Module 6, participants will:

• understand the global AI regulatory landscape and its implications for board oversight,

• interpret the EU AI Act’s requirements and phased compliance deadlines,

• apply the NIST AI Risk Management Framework to organizational AI systems,

• assess exposure to high-risk AI classifications and related compliance burdens,

• design scalable compliance frameworks aligned with emerging cross-border requirements,

• establish clear board-level accountability for regulatory compliance and monitoring,

• prepare proactively for audits, enforcement actions, and government investigations,

• demonstrate compliance maturity through traceable documentation and governance evidence.

To ensure practical application, Module 6 provides customizable frameworks, templates and/or other materials that help boards operationalize compliance and audit readiness. These include:

• an audit readiness assessment for evaluating current preparedness,

• a regulatory inquiry response checklist to guide structured reporting and communication,

• an audit trail data schema template to standardize compliance documentation.

Next is your main slide deck:

Module 6 - Compliance, Regulation & Board Liability.pdf

Compendium of customizable frameworks, templates and other materials

Disclaimer

Next are your compendium of and individual frameworks, templates and other materials. You can customize per your organization’s contextual needs:

MODULE 6 - Frameworks.pdf

Individual customizable frameworks, templates and other materials

Module 6 - Template 6a - Audit readiness assessment.pdf
Module 6 - Template 6b - Regulatory inquiry response checklist.pdf
Module 6 - Template 6c - Audit trail data schema.pdf